Prerequisites

• Active SoftExpert Risk license.
• Access to the SoftExpert Risk > Plan (RI430) menu.

Introduction

SoftExpert Audit allows for conducting risk and control plan audits. The plans created in the system comprise the analyses and evaluations of the risks and controls associated with them.

This is done through integration with SoftExpert Risk, the component in which the organization's risks are managed.

For audits to be performed, risk and control plans must be duly created in the system.

See what menu to access to create plans:

Configuring a risk and control plan

1. Access the SoftExpert Risk > Plan (RI430) menu.

2. Click on the arrow next to the Create button and choose how you wish to start the creation of the risk and control plan.

3. Proceed with the plan creation steps. Refer to the SoftExpert Risk documentation for more details.

For the risk and control plan to be used in the scope of an audit, said scope must be Risk or Process. 

Conclusion

With the risk and control plan duly created in the system, it is possible to associate it with the scope of an audit.